Senior Compliance Analyst, QA

Company: Tbwa Chiat/Day Inc
Location: San Jose
Posted on: April 2, 2025

Job Description:

Who We AreAt OKX, we believe that the future will be reshaped by Crypto, ultimately contributing to every individual's freedom. OKX began as a crypto exchange giving millions of people access to crypto trading and over time becoming among the largest platforms in the world. In recent years, we have developed one of the most connected Web3 wallets used by millions to access decentralized crypto applications (dApps). OKX is a trusted brand by hundreds of large institutions seeking access to crypto markets on a reliable platform that seamlessly connects with global banking and payments. In the last year, OKX has expanded into new markets including Australia, Brazil, Netherlands, Singapore and Turkey, with plans to launch in the US, Belgium and the UAE.We are deeply committed to shaping a fairer, more transparent and accessible society through blockchain technology. This is why we publish proof of reserves monthly, and continue to ship new innovative security features.About the TeamThe Compliance function at OKX is responsible for the overall compliance culture at the company. We're a team of risk-minded problem solvers who advise the business on the company's regulatory obligations and enterprise risk.About the Opportunity:The successful candidate will have prior AML Quality Assurance and investigations experience in the financial services, FinTech or cryptocurrency industries. You will help detect unusual activity, suspicious/illegal behaviors and patterns, as well as assist in projects focused on preventing and detecting financial crimes. As part of the Financial Intelligence Unit, you'll be responsible for conducting quality reviews of case investigations, including thorough analysis of metrics and results to identify process gaps and coaching opportunities for improvement of the AML Investigations team. You will utilize internal and external investigative resources and apply logical research techniques in addition to making recommendations for enhancements of the AML Investigations process.What You'll be Doing:

• Help design and execute testing and monitoring plans for review of our AML investigators, providing guidance, mentorship, and support to ensure high-quality performance.
• Conduct thorough and constructive secondary reviews of the investigators' work to ensure accuracy, adherence to policies, and regulatory compliance.
• Assist with, and contribute to the evolution of policies, procedures, guidance, training, and compliance processes.
• Foster a collaborative and positive team environment, promoting knowledge sharing and continuous learning.
• Analyze data to identify process gaps and opportunities, and partner with Compliance Leaders, Training and other FIU managers to recommend mitigating activities for risk, improve quality of investigations, team performance and close process gaps.
• Monitor team performance metrics and implement improvement strategies as needed to achieve operational goals.
• Work with other team leads and AML managers to streamline processes and enhance the effectiveness of the AML investigation team, continuously improve and evolve the QA framework and scorecards, including the development of new QA functions.What We Look For in You:
• 3+ years experience in conducting AML related Audit/Quality Assurance analysis, due-diligence, and investigations in a financial services institution.
• Demonstrated knowledge of BSA/AML, KYC regulations, risks and controls implementation.
• Strong writing, analytical and communications skills. Must be able to execute tasks within tight deadlines.
• Strong interpersonal skills are necessary to work effectively with colleagues across regions and business units.
• Should be a self-starter, organized, detail oriented, and results driven.
• Excellent command of spoken and written English is required.Nice to Haves:
• Prior experience working in a multi-national or matrix environment.
• Knowledge with AML/CFT/Sanctions, money transmission regulations, and industry best practices.
• Familiarity with commonly used transaction monitoring & investigation tool(s), such as Chainalysis, Elliptic, TRM Labs.
• Relevant industry certifications, e.g., CAMS, CFE.
• Cryptocurrency experience is a plus.OKX Statement:OKX is committed to equal employment opportunities regardless of race, color, genetic information, creed, religion, sex, sexual orientation, gender identity, lawful alien status, national origin, age, marital status, and non-job related physical or mental disability, or protected veteran status. Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.The salary range for this position is $101,350 - $152,055. The salary offered depends on a variety of factors, including job-related knowledge, skills, experience, and market location. In addition to the salary, a performance bonus and long-term incentives may be provided as part of the compensation package, as well as a full range of medical, financial, and/or other benefits, dependent on the position offered.
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Keywords: Tbwa Chiat/Day Inc, San Jose , Senior Compliance Analyst, QA, Professions , San Jose, California